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Form 144
Results: 602

#	Item
31	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-09 20:13:17 73rd United States Congress Securities Exchange Act Government Finance U.S. Securities and Exchange Commission OTC Markets Group Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
32	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 27, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspen Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-27 06:08:19 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
33	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-31 09:09:57 73rd United States Congress Securities Exchange Act Finance Financial system U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
34	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-31 09:01:17 Financial regulation Securities Exchange Act Government U.S. Securities and Exchange Commission Securities and Exchange Commission United States Form 144 Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
35	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 8, 2015 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-07 19:25:27 United States Securities and Exchange Commission Financial system 73rd United States Congress Financial services Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 United States securities law Financial economics Finance
36	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 22, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspensio Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-21 19:59:25 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
37	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 24, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-24 06:14:33 73rd United States Congress Finance Financial system Securities Exchange Act Securities and Exchange Commission Form 144 Registered Investment Advisor United States securities law United States Securities and Exchange Commission Financial regulation
38	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-03-31 09:09:57 73rd United States Congress Securities Exchange Act Finance Financial system U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
39	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 7, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-07 06:34:45 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
40	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoApril 22, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspensio Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-21 19:59:25 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation

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